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Regulatory Compliance

Regulatory compliance and securities law adherence.

Aetherium Acquisition Corp conducts all operations in full compliance with applicable securities laws and regulations, including:

  • Securities Act of 1933 and Securities Exchange Act of 1934
  • SEC rules and regulations governing Special Purpose Acquisition Companies
  • NASDAQ listing standards and continued listing requirements
  • Sarbanes-Oxley Act of 2002 (SOX) provisions
  • Foreign Corrupt Practices Act (FCPA) compliance

We maintain rigorous compliance programs, engage qualified legal counsel, and coordinate with regulatory authorities throughout every phase of our SPAC transactions. Our team stays current with evolving SEC guidance on SPAC-related disclosures and requirements to ensure full compliance at all times.

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